Broker Check

Investment Selection & Monitoring

  • We act as a Fiduciary and acknowledge this in our advisory agreement
  • Investment reports prepared on a quarterly basis:
    • Determine whether investment options are meeting the objectives stated in the Investment Policy Statement
    • Include both quantitative and qualitative analysis
  • Attend Investment Committee meetings and discuss investment reports, provide recommendations and execute action plans to add, place on watch list, remove, or close specific investment options as directed by the plan sponsor
  • Prepare Investment Committee meeting minutes to document analysis, decisions and actions taken as a result of the review
  • We work with an independent third party to provide comprehensive fee analysis and benchmarking reports on an ongoing basis to comply with ERISA Section 408(b) (2)
  • We work with your existing service providers to gather the data necessary to analyze all plan and participant level fees and help you determine if they are reasonable

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